Direct holding system

Results: 43



#Item
11Investment / Security / Securities market / Short / Settlement / Unidroit convention on substantive rules for intermediated securities / Direct holding system / Securities / Finance / Financial economics

FIN-USE Response to consultation on Legislation on Legal Certainty of Securities Holding and Dispositions, June 2009

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Source URL: ec.europa.eu

Language: English - Date: 2009-09-22 09:27:39
12Finance / Depository Trust & Clearing Corporation / Settlement / U.S. Securities and Exchange Commission / Direct holding system / Central securities depository / Securities / Financial economics / Financial system

March 11, 2003 Margaret H. McFarland, Deputy Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC[removed]Re: Release No[removed]: File No. SR-DTC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-05-13 14:09:58
13Investment / Security / Indirect holding system / Direct holding system / Settlement / Interest in securities / Uniform Commercial Code / Demat account / Short / Securities / Financial economics / Finance

STA_Cover_Mar07_screen.pdf

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Source URL: stikeman.com

Language: English - Date: 2014-11-19 09:53:08
14Finance / Depository Trust & Clearing Corporation / Settlement / Dematerialization / Demat account / U.S. Securities and Exchange Commission / Banc of America Securities / Direct holding system / Securities / Financial economics / Financial system

March 18, 2003 Secretary Securities and Exchange Commission 450 Fifth Street, N.W., Washington, DC[removed]Re: File No. SR-DTC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-05-13 14:05:38
15Economics / Depository Trust & Clearing Corporation / Dematerialization / Settlement / Demat account / Direct holding system / Securities / Financial economics / Financial system

Re: Proposed Rule Change by The Depository Trust Company Relating to Issuers Requests for Withdrawal of certificates. [Release No[removed]; File No. SR-DTC[removed]The Customer Account Transfer Division supports and w

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Source URL: www.sec.gov

Language: English - Date: 2004-05-13 14:04:01
16Finance / Depository Trust & Clearing Corporation / Book entry / Settlement / Direct holding system / Securities / Financial economics / Financial system

April 7, 2003 SR-DTC[removed]Securities & Exchange Commission Washington, DC The proposed changes in DTCC’s rules with regard to the treatment of Issuer withdrawal requests from the book entry system is, in my opinion,

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Source URL: www.sec.gov

Language: English - Date: 2004-05-13 14:03:26
17Finance / Settlement / Demat account / U.S. Securities and Exchange Commission / Stock market / Depository Trust & Clearing Corporation / Direct holding system / Securities / Financial economics / Financial system

March 12, 2003 Margaret H. McFarland Deputy Secretary Securities and Exchange Commission 450 Fifth Street, NW,

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Source URL: www.sec.gov

Language: English - Date: 2004-05-13 14:08:44
18Business / Proxy voting / Direct holding system / Security / Investment Securities / Securities market / Indirect holding system / Stock certificate / Short / Financial economics / Securities / Finance

Notices / News Releases[removed]CSA Consultation Paper[removed] – Review of the Proxy Voting Infrastructure

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2013-08-15 10:51:21
19International Institute for the Unification of Private Law / Direct holding system / Government procurement in the United States / Financial system / Unidroit convention on substantive rules for intermediated securities / Dematerialization / Securities / Law / Financial economics

Microsoft Word - Doc[removed]WG Article 14 _Response Greece_.doc

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Source URL: www.unidroit.org

Language: English - Date: 2013-09-24 15:15:45
20United States federal banking legislation / Financial services / Bank / Federal Reserve System / Community Reinvestment Act / Savings and loan association / Politics of the United States / Economy of the United States / Zions Direct / Financial institutions / Nevada State Bank / Zions Bank

FEDERAL RESERVE SYSTEM First Security Corporation Salt Lake City, Utah Zions Bancorporation Salt Lake City, Utah Order Approving the Merger of Bank Holding Companies

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Source URL: www.federalreserve.gov

Language: English - Date: 2002-06-19 13:34:47
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